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Oscar David Rubiano

Investment Adviser Representative at Stonex Advisors Inc.

Miami, FLCRD #6266119Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Oscar David Rubiano is an investment adviser representative with Stonex Advisors Inc. in Miami, FL, where they have been registered since 2024. They have worked in the securities industry since 2015 and have been registered with 5 firms, including BCI Securities, Inc. and National Asset Management, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.

Office

333 Se 2nd Ave, 21st Floor
Miami, FL 33131

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
6 states and territories

Alabama, Delaware, Florida, Massachusetts, North Carolina, Puerto Rico

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/13/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Stonex Advisors Inc.Current
9/25/2024 – Miami, FL
BCI Securities, Inc.
9/1/2021 – 2/14/2024Miami, FL
National Asset Management, Inc.
6/14/2019 – 8/17/2021Boca Raton, FL
Morgan Stanley
6/27/2016 – 3/12/2019Boca Raton, FL
Northwestern Mutual Investment Services,llc
6/16/2016 – 6/20/2016Ft Lauderdale, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley Smith Barney LLC
    Jun 2016 – Feb 2019Boca Raton, FL
  2. Morgan Stanley Private BANK, N.A.
    Jun 2016 – Feb 2019New York, NY
  3. National Securities Corp
    Apr 2019 – Aug 2021Boca Raton, FL
  4. National Asset Management
    Apr 2019 – Aug 2021Boca Raton, FL
  5. Bci Securities
    Aug 2021 – Feb 2024Miami, FL
  6. Stonex Securities Inc.
    Sep 2024 – no end date reportedMiami, FL
  7. Independent Insurance Agent
    Feb 2024 – Sep 2024Delray Beach, FL
  8. Stonex Advisors Inc.
    Sep 2024 – no end date reportedMiami, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Stonex Advisors Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • American Funds F2 - Under $250,0000.80%
  • American Funds F2 - $250,000 or more0.55%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
235
Offices listed on AdvisorFinder:
25
Main office:
Birmingham, AL
SEC file number:
801-80747

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 17, 2026

View full firm profile

Other advisors at Stonex Advisors Inc.

Showing 12 of 235 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oscar David Rubiano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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