Oscar Varela
Investment Adviser Representative at Transamerica Retirement Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Oscar Varela is an investment adviser representative with Transamerica Retirement Advisors, LLC in Los Angeles, CA, where they have been registered since 2020. They have worked in the securities industry since 2013 and have been registered with 3 firms, including Lockton Investment Advisors, LLC and Principal Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment Research, IncJan 2015 – Nov 2016Fairfield, IA
- HUB International Investment Services, Inc.Jan 2015 – Nov 2016San Diego, CA
- Principal LIFE Insurance CompanyNov 2016 – Jan 2017Glendale, CA
- Principal Securities IncNov 2016 – Jan 2017Glendale, CA
- Lockton Financial Advisors, LLCJan 2017 – Feb 2018Los Angles, CA
- Lockton Investment AdvisorsJan 2017 – Feb 2018Los Angles, CA
- Lockton Companies, LLCJan 2017 – Feb 2018Los Angles, CA
- Transamerica Retirement SolutionsFeb 2018 – no end date reportedLos Angeles, CA
- Transamerica Investors Securities CorporationFeb 2018 – no end date reportedLos Angeles, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Retirement Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $2,000,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement plans (including rollover IRAs, 401(k)s, and 403(b)s), life insurance (index universal life, term life, whole life, final expense), annuities (registered index-linked, variable, customer direct), investments (mutual funds, exchange-traded funds), and employee benefits (critical illness insurance, disability insurance, group universal life, hospital indemnity insurance, supplemental medical expense insurance).
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 309
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Cedar Rapids, IA
- SEC file number:
- 801-42910
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oscar Varela has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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