Owen D M Goldenbogen
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Owen D. M. Goldenbogen is an investment adviser representative with LPL Financial LLC in Williston, VT, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with KEY Investment Services LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Vermont.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Vermont
- Broker:
3 states and territories
New Hampshire, New York, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mcgillicuddy's AlehouseJun 2021 – Aug 2021Williston, VT
- Myrtlesue Enterprises IncOct 2020 – Oct 2020Shelburne, VT
- AND SONS Hospitality GroupApr 2023 – May 2024Newyork, NY
- PaneraOct 2019 – Sep 2020Williston, VT
- Society FOR Humanistic JudaismMar 2024 – Apr 2024Remote, NY
- Fidelity InvestmentsJun 2024 – Mar 2025Durham, NC
- Jordan & JordanJun 2022 – Apr 2023Newyork, NY
- Mount Mansfield Union HighschoolAug 2016 – Aug 2017Jericho, VT
- Champlain Valley Union HighschoolAug 2017 – Aug 2020Hinesburg, VT
- Community College of VermontAug 2019 – Aug 2020Winooski, VT
- Parsons (The New School)Aug 2020 – Aug 2023Newyork, NY
- Key Investment Services LLCApr 2025 – Jun 2025Brooklyn, OH
- Key Investment Services LLCJun 2025 – Jun 2026Brooklyn, OH
- LPL Financial LLCJul 2026 – no end date reportedEssex Junction, VT
- EastRise Credit UnionJul 2026 – no end date reportedEssex Junction, VT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Owen D M Goldenbogen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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