AdFi
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Owen Howard

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Tampa, FLCRD #7068820Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Owen Howard is an investment adviser representative with Northwestern Mutual Investment Services,llc in Tampa, FL, where they have been registered since 2026. They have worked in the securities industry since 2022 and have been registered with 4 firms, including Trueplan Benefit and Retirement Advisors and KEY Investment Services LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.

Office

1511 N West Shore Blvd, Suite 800
Tampa, FL 33607

Advisors at this office: 20

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
1 state or territory

Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/27/2022
Series 7
General Securities Representative Examination
Passed 11/3/2020
SIE
Securities Industry Essentials Examination
Passed 2/14/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
7/29/2026 – Tampa, FL
Trueplan Benefit AND Retirement Advisors
8/12/2025 – 4/7/2026Rensselaer, NY
KEY Investment Services LLC
7/12/2024 – 8/1/2025Guilderland, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
4/28/2022 – 7/9/2024Albany, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. TruePlan
    Aug 2025 – Mar 2026Rensselaer, NY
  2. KeyBank
    Jul 2024 – Aug 2025Guilderland, NY
  3. Merrill Lynch
    Feb 2022 – Jul 2024Albany, NY
  4. Unemployed
    Mar 2026 – Jun 2026Albany, NY
  5. The Federal Savings Bank
    Mar 2021 – Feb 2022Clifton Park, NY
  6. Unemployed
    Nov 2020 – Feb 2021Albany, NY
  7. Ayco Goldman Sachs
    Jan 2020 – Nov 2020Cohoes, NY
  8. New York Life Insurance Co
    May 2019 – Dec 2019Latham, NY
  9. Eastside Family YMCA
    Jul 2016 – Feb 2019Penfield, NY
  10. University at Albany
    Aug 2016 – Dec 2019Albany, NY
  11. Matthew B Lytell
    May 2026 – Jul 2026Tampa, FL
  12. NYLife Insurance Securitites LLC
    May 2019 – Dec 2019Latham, NY
  13. Postmates
    Jul 2019 – Dec 2019San Francisco, CA
  14. DoorDash
    Jul 2019 – Dec 2019San Francisco, CA
  15. Key Investment Services LLC
    Jul 2024 – Aug 2025Brooklyn, OH
  16. HealthCare Community Securities Corp
    Aug 2025 – Mar 2026Rensselaer, NY
  17. Bank of America
    Feb 2022 – Jul 2024Albant, NY
  18. Matthew B Lytell
    Jul 2026 – no end date reportedTampa, FL
  19. Northwestern Mutual Investment Services LLC
    Jul 2026 – no end date reportedTampa, FL
  20. Northwestern Mutual Wealth Management Company
    Aug 2026 – no end date reportedMilwaukee, WI
  21. Northwestern Mutual Wealth Management Company
    Aug 2026 – no end date reportedMilwaukee, WI

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Owen Howard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Owen Howard (Northwestern Mutual Investment Services,llc)