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Pamela Snell Groom

Investment Adviser Representative at BCI SECURITIES, INC.

MIAMI, FLCRD #2870233Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/15/1997
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 4/13/2018
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/2/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/6/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/13/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0275
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BCI Securities, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BCI SECURITIES, INC.Current
8/29/2025 – MIAMI, FL
J.P. MORGAN SECURITIES LLC
7/29/2015 – 10/8/2015NEW YORK, NY
RAYMOND JAMES & ASSOCIATES, INC.
6/20/2019 – 9/4/2025ST. PETERSBURG, FL
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
6/13/2018 – 7/9/2019HATO REY, PR
CHARLES SCHWAB & CO., INC.
5/14/1997 – 11/29/2004WESTLAKE, TX
UBS INTERNATIONAL INC.
4/2/2007 – 1/1/2010MIAMI, FL
CITIGROUP GLOBAL MARKETS INC.
2/10/2005 – 4/5/2007PORT RICHEY, FL
UBS FINANCIAL SERVICES INC.
10/23/2015 – 6/18/2019WEEHAWKEN, NJ
UBS FINANCIAL SERVICES INC.
1/1/2010 – 7/17/2015MIAMI, FL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pamela Snell Groom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.