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Pardis Ferdosi

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Kingwood, TXCRD #7427198Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
20 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Pardis Ferdosi has worked in the securities industry since 2023. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaArkansasCaliforniaColoradoConnecticutFloridaIndianaLouisianaMichiganMississippiNew HampshireNew YorkNorth CarolinaOhioOklahomaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/18/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 12/28/2022
Series 7
General Securities Representative Examination
Passed 3/23/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/31/2022
SIE
Securities Industry Essentials Examination
Passed 10/6/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA INVESTMENT ADVISERS LLCCurrent
9/5/2025Kingwood, TX
AVANTAX PLANNING PARTNERS, INC.Current
6/29/2023Kingwood, TX
AVANTAX ADVISORY SERVICES
6/29/20239/5/2025Kingwood, TX
CITIZENS SECURITIES, INC.
1/3/20233/29/2023Westwood, MA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pardis Ferdosi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Pardis Ferdosi - Financial Advisor in Kingwood, TX | AdvisorFinder