Parker Lee Thompson
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Parker Lee Thompson is an investment adviser representative in Bluffdale, UT, currently registered with Smedley Financial Services Inc and Osaic Wealth, Inc. They have worked in the securities industry since 2021 and have been registered with 5 firms, including Securities America, Inc. and Equitable Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Utah.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
1 state or territory
Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Brigham Young UniversityAug 2017 – Dec 2020Provo, UT
- Church of Jesus Christ of Latter Day SaintsJul 2015 – Jul 2017Salt Lake City, UT
- San Diablo ChurrosAug 2017 – Jan 2019Draper, UT
- MyEducator LLCJan 2019 – May 2020Orem, UT
- Fidelity Brokerage Services LLCMay 2020 – Nov 2020American Fork, UT
- Equitable Advisors, LLCDec 2020 – Feb 2021New York, NY
- Outcode SoftwareJan 2022 – Apr 2022Draper, UT
- MyEducatorFeb 2021 – Nov 2021Orem, UT
- Securities America, Inc.Apr 2022 – Jun 2024Salt Lake City, UT
- Smedley Financial ServicesMar 2022 – no end date reportedSalt Lake City, UT
- Osaic Wealth, Inc.Jun 2024 – no end date reportedSalt Lake City, UT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Parker Lee Thompson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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