Patricia Dailey
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Patricia Dailey is an investment adviser representative with LPL Financial LLC in Ottawa, IL, where they have been registered since 2022. They have worked in the securities industry since 2001 and have been registered with 10 firms, including Ameritas Advisory Services, LLC and Primerica Advisors. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Illinois and South Carolina.
Registrations & licenses
- Investment adviser:
- Illinois, South Carolina
- Broker:
2 states and territories
Illinois, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mercy HealthApr 2016 – Feb 2017Rockford, IL
- Cardinal StaffingFeb 2017 – Feb 2017Belvidere, IL
- JP Morgan ChaseMay 2017 – Nov 2017Rockford, IL
- Patti DaileyJul 2000 – no end date reportedRockford, IL
- JP Morgan Securities LLCMay 2017 – Nov 2017Rockford, IL
- Palmer Klaas Financial Group Regulus AdvisorsNov 2017 – Aug 2018Rockford, IL
- Horace Mann CompaniesAug 2018 – Nov 2019Springfield, IL
- Horace Mann Investors, Inc.Aug 2018 – Nov 2019Springfield, IL
- Primerica Financial ServicesNov 2019 – Aug 2021Duluth, GA
- Brookstone Capital ManagementAug 2021 – Sep 2021Wheaton, IL
- Primerica Financial ServicesSep 2021 – Apr 2022Duluth, GA
- Ameritas Investment Company, LLCApr 2022 – Sep 2022Lincoln, NE
- Ameritas Advisory Services, LLCApr 2022 – Sep 2022Lincoln, NE
- LPL Financial LLCSep 2022 – no end date reportedYorkville, IL
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patricia Dailey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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