AdFi
PJ

Patrick James Vasicovschi

Investment Adviser Representative at VOYA Financial Advisors, Inc.

Glenview, ILCRD #5430470Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick James Vasicovschi is an investment adviser representative in Glenview, IL, currently registered with VOYA Financial Advisors, Inc. and VOYA Retirement Advisors, LLC. They have worked in the securities industry since 2009 and have been registered with 8 firms, including Hightower Advisors, LLC and Empower Advisory Group, LLC. They have passed 11 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut and Illinois.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut, Illinois
Broker:
1 state or territory

Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/13/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 4/28/2008
Series 99
Operations Professional Examination
Passed 2/26/2024
Series 57
Securities Trader Exam
Passed 2/26/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 5/18/2012
Series 7
General Securities Representative Examination
Passed 12/6/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/9/2016
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/25/2016
Series 4
Registered Options Principal Examination
Passed 7/24/2011
Series 24
General Securities Principal Examination
Passed 6/18/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

VOYA Financial Advisors, Inc.Current
6/9/2025 – Glenview, IL
VOYA Financial Advisors, Inc.Current
6/9/2025 – Glenview, IL
VOYA Retirement Advisors, LLCCurrent
6/9/2025 – Glenview, IL
Hightower Advisors, LLC
12/12/2024 – 2/10/2025Glenview, IL
Empower Advisory Group, LLC
6/21/2021 – 11/27/2024Chandler, AZ
HUB International Investment Advisory Services Inc.
10/31/2019 – 6/4/2021Burbank, CA
HUB International Investment Services Inc. (HIIS)
10/31/2019 – 6/4/2021Burbank, CA
Cambridge Investment Research Advisors, Inc.
10/11/2019 – 5/18/2021Chandler, AZ
UBS Financial Services Inc.
10/13/2016 – 3/5/2019Los Angeles, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UBS Financial Services Inc
    Mar 2016 – Feb 2019Century City, CA
  2. Cambridge Investment Research, Inc.
    Oct 2019 – May 2021Fairfield, IA
  3. Cambridge Investment Research Advisors, Inc.
    Oct 2019 – May 2021Fairfield, IA
  4. Capital Group
    Mar 2019 – Sep 2019Los Angeles, CA
  5. HUB International Investment Services, Inc.
    Sep 2019 – May 2021Concord, CA
  6. GWFS Equities, Inc
    May 2021 – Nov 2024Greenwood Village, CO
  7. Hightower Securities, LLC
    Dec 2024 – Feb 2025Glenview, IL
  8. Unemployed
    Feb 2025 – Jun 2025Glenview, IL
  9. Voya Financial Advisors
    Jun 2025 – no end date reportedWindsor, CT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About VOYA Financial Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
725
Offices listed on AdvisorFinder:
26
Main office:
Windsor, CT
SEC file number:
801-46585

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 16, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick James Vasicovschi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Patrick James Vasicovschi (VOYA Financial Advisors)