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Patrick Joseph Howley III

Investment Adviser Representative at Mariner

Brentwood, MOCRD #1087721Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick Joseph Howley is an investment adviser representative with Mariner in Brentwood, MO, where they have been registered since 2015. They have worked in the securities industry since 1984 and have been registered with 3 firms, including Mariner Wealth Advisors and Moneta Group Investment Advisors, LLC. They have passed 8 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and Missouri.

Office

1401 S. Brentwood Blvd., Suite 300
Brentwood, MO 63144

Advisors at this office: 23

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Missouri
Broker:
16 states and territories

California, Colorado, Florida, Illinois, Kansas, Kentucky, Louisiana, Massachusetts, Missouri, New York, Ohio, Oklahoma, Pennsylvania, Texas, Washington, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 6/11/1992
Series 7
General Securities Representative Examination
Passed 2/19/1983
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 5/22/1992
Series 24
General Securities Principal Examination
Passed 3/2/1988

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MarinerCurrent
6/22/2015 – Brentwood, MO
MSEC, LLCCurrent
6/15/2015 – Santa Rosa Beach, FL
Mariner Wealth Advisors
6/22/2015 – 7/3/2018St. Louis, MO
Moneta Group Investment Advisors, LLC
11/30/2010 – 6/30/2015Clayton, MO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. MSEC, LLC
    Jun 2015 – no end date reportedBrentwood, MO
  2. Mariner Wealth Advisors
    Jun 2015 – no end date reportedBrentwood, MO
  3. Mariner Wealth Advisors - St. Louis
    Jun 2015 – Mar 2018St. Louis, MO

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mariner

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.0125
Firm's annual rate schedule by assets
  • $0 - $1,000,0001.25%
  • $1,000,000 - $5,000,0001.00%
  • $5,000,000 - $10,000,0000.80%
  • Above $10,000,0000.60%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
961
Offices listed on AdvisorFinder:
99
Main office:
Overland Park, KS
SEC file number:
801-66632

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 5, 2026

View full firm profile

Other advisors at Mariner

Showing 12 of 961 in the directory

View Mariner firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Joseph Howley III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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