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Patrick Mitchell

Investment Adviser Representative at Fifth Third Securities, Inc.

Georgetown, KYCRD #6243148Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick Mitchell is an investment adviser representative with Fifth Third Securities, Inc. in Georgetown, KY, where they have been registered since 2023. They have worked in the securities industry since 2013 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kentucky.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky
Broker:
16 states and territories

Alabama, Arizona, Florida, Idaho, Illinois, Indiana, Kentucky, Michigan, Minnesota, Mississippi, Missouri, Ohio, Pennsylvania, South Carolina, Tennessee, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/8/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/21/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Fifth Third Securities, Inc.Current
4/19/2023 – Georgetown, KY
Fifth Third Securities, Inc.Current
4/19/2023 – Lexington, KY
J.p. Morgan Securities LLC
5/28/2015 – 4/14/2023Lexington, KY
Edward Jones
1/6/2014 – 5/18/2015Lexington, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Jpmorgan Chase BANK, N.A.
    May 2015 – Nov 2017Lexington, KY
  2. Jpmorgan Chase BANK, N.A.
    Dec 2017 – no end date reportedLexington, KY
  3. Fifth Third BANK
    Apr 2023 – no end date reportedGeorgetown, KY
  4. JP Morgan Securities
    Nov 2017 – Apr 2023Lexington, KY
  5. JP Morgan Chase BANK, N.A.
    May 2015 – Nov 2017Lexington, KY
  6. Fifth Third Securities
    Apr 2023 – no end date reportedGeorgetown, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Fifth Third Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$10,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
950
Offices listed on AdvisorFinder:
27
Main office:
Cincinnati, OH
SEC file number:
801-63623

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 14, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Mitchell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Patrick Mitchell (Fifth Third Securities) - Advisor Profile