Patrick Sullivan
Investment Adviser Representative at Connecticut Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Patrick Sullivan is an investment adviser representative with Connecticut Wealth Management, LLC in Farmington, CT, where they have been registered since 2025, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 65 (investment adviser). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 49
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Connecticut Wealth ManagementJun 2025 – no end date reportedFarmington, CT
- Wealthspire AdvisorsJun 2024 – Jul 2024West Hartford, CT
- Sportstars Inc.Aug 2023 – Dec 2023New York, NY
- The Hartford Golf ClubMay 2019 – Aug 2023West Hartford, CT
- West Hartford Public SchoolsMay 2024 – Jun 2025West Hartford, CT
- Immanuel Congregational Church, United Church of ChristSep 2019 – Jan 2021Hartford, CT
- Town of West HartfordMay 2018 – Aug 2018West Hartford, CT
- West Hartford Public SchoolsAug 2006 – Jun 2021West Hartford, CT
- University of Maryland, College ParkAug 2021 – May 2025College Park, MD
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Connecticut Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $2,500,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 49
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Farmington, CT
- SEC file number:
- 801-73061
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 8, 2026
View full firm profileOther advisors at Connecticut Wealth Management, LLC
Showing 12 of 49 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Sullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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