Patrick Yore Graham
Investment Adviser Representative at TSFG, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Patrick Yore Graham is an investment adviser representative with TSFG, LLC in Lake Forest, IL, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
4 states and territories
Illinois, Iowa, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Vue RestaurantAug 2021 – Jun 2024Iowa City, IA
- University of Iowa Athletic DepartmentAug 2021 – May 2022Iowa City, IA
- Milwalky TacoMay 2020 – Aug 2021Libertyville, IL
- University of IowaAug 2021 – Jun 2024Iowa City, IA
- College of Lake CountyMay 2020 – Aug 2021Grayslake, IL
- Libertyville HighschoolAug 2016 – May 2020Libertyville, IL
- LPL Financial LLCDec 2024 – no end date reportedMundelein, IL
- TSFG, LLCDec 2024 – Jul 2026Lake Forest, IL
- LPL Financial LLCJun 2024 – Dec 2024Mundelein, IL
- 15 Wealth, LLCDec 2024 – no end date reportedMundelein, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TSFG, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $100,000 (waivable)
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Lake Forest, IL
- SEC file number:
- 801-99339
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 12, 2026
View full firm profileOther advisors at TSFG, LLC
12 other advisors in the directory
Similar advisors in Lake Forest, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Yore Graham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched