Paul D Flatt
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Paul D. Flatt is an investment adviser representative with Transamerica Financial Advisors, LLC in Tupelo, MS, where they have been registered since 2022. They have worked in the securities industry since 2020 and were previously registered with MML Investors Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Mississippi.
Registrations & licenses
- Investment adviser:
- Mississippi
- Broker:
1 state or territory
Mississippi
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Agency NetworkFeb 2016 – Apr 2019Tupelo, MS
- Transamerica Financial Advisors, IncMar 2022 – no end date reportedTupelo, MS
- MASS Mutual/capital Financial GroupApr 2019 – Mar 2022Tupelo, MS
- Transamerica Agency NetworkFeb 2016 – Apr 2019Tupelo, MS
- MASS Mutual Investor ServicesJan 2020 – Mar 2022Tupelo, MS
- United Financial ServicesFeb 2016 – Apr 2019Tupelo, MS
- Transamerica Agency NetworkJan 2022 – no end date reportedBaltimore, MD
- United Financial SefvicesJan 2022 – no end date reportedTupelo, MS
- Creative Financial Solutions, LLCJan 2022 – no end date reportedSaltillo, MS
- Mass MutualApr 2019 – no end date reportedSpringfield, MA
- Mass Mutual Life Insurance Company/Capital Financial GroupApr 2019 – Mar 2022Tupelo, MS
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul D Flatt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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