AdFi
PE

Paul Elliot

Investment Adviser Representative at ELCO MANAGEMENT COMPANY, LLC

New York, NYCRD #200116Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paul Elliot has worked in the securities industry since 1979. They have passed the Series 63, 24, 16, and 1 examinations. They are registered to provide investment advisory services in California, Connecticut, Florida, New Jersey, New York, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 7 states
CaliforniaConnecticutFloridaNew JerseyNew YorkPennsylvaniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/15/1983
SIE
Securities Industry Essentials Examination
Passed 5/31/2017
PC
AMEX Put and Call Exam
Passed 11/13/1985
Series 16
NYSE Supervisory Analyst Examination
Passed 5/4/1985
Series 1
Registered Representative Examination
Passed 3/10/1967
Series 24
General Securities Principal Examination
Passed 2/12/1973

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ELCO Management Company, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ELCO MANAGEMENT COMPANY, LLCCurrent
12/8/2021New York, NY
BRUDERMAN BROTHERS LLC
9/16/20165/31/2017New York, NY
BURNHAM SECURITIES INC.
1/21/20043/31/2016New York, NY
DOMINICK & DOMINICK LLC
10/17/20021/20/2004Old Greenwich, CT
DOMINICK & DOMINICK LLC
10/18/200010/3/2002Old Greenwich, CT
SG COWEN SECURITIES CORPORATION
7/1/199810/19/2000New York, NY
COWEN & CO.
6/28/19827/1/1998New York, NY
SHEARSON LOEB RHOADES INC.
11/26/19791/13/1981
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
7/8/19808/18/1980
LOEB PARTNERS
1/18/197811/26/1979
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
5/5/19771/18/1978
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
2/16/19735/5/1977

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ELCO MANAGEMENT COMPANY, LLC

5 other advisors in the directory

View ELCO MANAGEMENT COMPANY, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Elliot has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Paul Elliot - Financial Advisor in New York, NY | AdvisorFinder