AdFi
PJ

Paul John Dearce

Investment Adviser Representative at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

CRD #1780885Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paul John Dearce has worked in the securities industry since 1988. They are registered to provide investment advisory services in Connecticut and Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutFlorida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/16/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/19/1987
Series 24
General Securities Principal Examination
Passed 6/3/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$50,000 – $500,0002.50%
$500,001 – $1,000,0002.00%
$1,000,001 – $2,500,0001.75%
$2,500,001 – $5,000,0001.50%
Over $5,000,0011.25%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Herbert J. SIMS Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Current
9/9/2021
DAVID LERNER ASSOCIATES, INC.
4/14/19949/7/2021Boca Raton, FL
REICH & CO., INC.
9/22/19931/6/1994
DAVID LERNER ASSOCIATES, INC.
12/22/19879/3/1993Syosset, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul John Dearce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paul John Dearce - Financial Advisor | AdvisorFinder