Paul L Banks
Investment Adviser Representative at THE Worley Banks Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Paul L. Banks is an investment adviser representative with The Worley Banks Group, LLC in Creve Coeur, MO, where they have been registered since 2022. They have worked in the securities industry since 2016 and have been registered with 5 firms, including Commerce Brokerage Services, Inc and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Missouri.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial, LLCApr 2011 – Jun 2018Creve Coeur, MO
- RFG AdvisorySep 2017 – Feb 2019Creve Coeur, MO
- Private Client ServicesJun 2018 – Feb 2019Creve Coeur, MO
- Edward JonesJul 2019 – Nov 2020Saint Louis, MO
- UnemployedFeb 2019 – Jul 2019Saint Louis, MO
- THE Worley Banks Group, LLCMar 2022 – no end date reportedCreve Coeur, MO
- Commerce Brokerage ServicesNov 2020 – Mar 2022St. Louis, MO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Worley Banks Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $499,9991.25%
- Next $500,0001.15%
- Next $1,000,0000.95%
- Next $1,000,0000.85%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Creve Coeur, MO
- SEC file number:
- 801-118683
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 27, 2026
View full firm profileOther advisors at THE Worley Banks Group, LLC
2 other advisors in the directory
Similar advisors in Creve Coeur, MO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul L Banks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched