Paul Michael Ferguson
Investment Adviser Representative at Smart Wealth, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Paul Michael Ferguson is an investment adviser representative with Smart Wealth, LLC in Omaha, NE, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with U.S. Bancorp Investments, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Nebraska.
Office
Advisors at this office: 20
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- U.S. BankJun 2021 – Apr 2023Lincoln, NE
- U.S. Bancorp Investments, Inc.Jun 2022 – Apr 2023Lincoln, NE
- Wells Fargo BankOct 2017 – Jun 2021Lincoln, NE
- United States Army Nebraska National GuardMar 2014 – Mar 2020Omaha, NE
- Buzzard Billy'sJan 2017 – Jun 2017Lincoln, NE
- SMART Wealth, LLCApr 2023 – no end date reportedOmaha, NE
- Retire SMART, LLCApr 2023 – no end date reportedOmaha, NE
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Smart Wealth, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 20
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Omaha, NE
- SEC file number:
- 801-122372
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 31, 2026
View full firm profileOther advisors at Smart Wealth, LLC
Showing 12 of 20 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Michael Ferguson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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