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Paul Philip Matthews II

Investment Adviser Representative at RPM CAPITAL MANAGEMENT, LLC

Corona Del Mar, CACRD #323160Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paul Philip Matthews has worked in the securities industry since 1984. They have passed the Series 65, 63, 24, 3, and 1 examinations. They are registered to provide investment advisory services in Connecticut.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Connecticut
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 10/29/1981
Series 3
National Commodity Futures Examination
Passed 12/8/1997
PC
AMEX Put and Call Exam
Passed 2/17/1978
Series 1
Registered Representative Examination
Passed 12/3/1973
Series 24
General Securities Principal Examination
Passed 3/11/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $10,000,0001.00%
Above $10,000,0010.90%
Source

RPM Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RPM CAPITAL MANAGEMENT, LLCCurrent
6/22/2012Corona Del Mar, CA
BLACKROCK INVESTMENTS, INC.
7/24/19952/10/2003New York, NY
BFM ADVISORY, L.P.
7/18/19907/24/1995
SALOMON BROTHERS INC.
6/5/19853/17/1990New York, NY
U.S. MUTUAL SECURITIES CORP.
6/1/19814/2/1985
DILLON, READ & CO. INC.
2/14/19784/17/1981
LOEB PARTNERS
1/20/19782/20/1978
LOEB RHOADES & CO. INC.
1/4/19771/20/1978
LOEB, RHOADES & CO. INC.
7/18/19741/4/1977
SPENCER TRASK & CO. INCORPORATED
12/6/19736/2/1974

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RPM CAPITAL MANAGEMENT, LLC

2 other advisors in the directory

View RPM CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Philip Matthews II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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