Paul Soto Mendoza
Investment Adviser Representative at TD Private Client Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Paul Soto Mendoza is an investment adviser representative with TD Private Client Wealth LLC in St. Petersburg, FL, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and U.S. Bancorp Investments, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 15 states.
Registrations & licenses
- Investment adviser:
- Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont
- Broker:
15 states and territories
Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, N.A.Sep 2022 – Oct 2023Louisville, KY
- J.P. Morgan Securities LLCSep 2022 – Oct 2023Louisville, KY
- United States Marine CorpsJan 2019 – Feb 2023Cincinnati, OH
- US BankAug 2018 – Feb 2022louisville, KY
- TruistFeb 2022 – Aug 2022Louisville, KY
- UPSJan 2022 – Feb 2022louisville, KY
- MCDJ Enterprises LLCFeb 2017 – Apr 2017clarksville, KY
- UnemployedSep 2012 – Jan 2017clarksville, IN
- UnemployedMay 2017 – Jul 2018clarksville, IN
- U.S. Bancorp Investments, Inc.Oct 2023 – Oct 2024Louisville, KY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 – Mar 2025Louisville, KY
- Bank of America, N.A.Nov 2024 – Apr 2025Louisville, KY
- TD Bank, N.A.Apr 2025 – Feb 2026Greenville, SC
- TD Private Client Wealth LLCApr 2025 – Feb 2026Greenville, SC
- TD Bank N.A.Feb 2026 – no end date reportedSt. Petersburg, FL
- TD Private Client Wealth LLCMar 2026 – no end date reportedSt. Petersburg, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TD Private Client Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 503
- Offices listed on AdvisorFinder:
- 28
- Main office:
- New York, NY
- SEC file number:
- 801-77771
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at TD Private Client Wealth LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Soto Mendoza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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