Paula Jean Rose
Investment Adviser Representative at American Investors Co
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Paula Jean Rose is an investment adviser representative with American Investors Co in El Sobrante, CA, where they have been registered since 2007. They have worked in the securities industry since 1997 and were previously registered with OKLO Financial, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
12 states and territories
Arizona, California, Florida, Kentucky, New York, North Carolina, Oklahoma, Oregon, South Carolina, Texas, Vermont, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American Investors CompanyDec 2002 – no end date reportedSan Ramon, CA
- Paula J. ROSESep 1997 – no end date reportedSan Rafael, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About American Investors Co
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- First $500,0002.00%
- $500,001 to $1,000,0001.50%
- $1,000,001 and above1.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment brokerage, financial planning, and asset management services including mutual funds, variable life and annuity products, index annuities, third-party money manager programs, 529 plans, direct participation programs and private placements (REITs, BDCs, LLCs, LPs, private equity, opportunity zone funds, oil & gas programs, commodity funds), DST real estate programs and 1031 exchanges, stocks, bonds, CDs, municipal and government securities trading, fee-based advisory accounts, and financial planning specialists.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 10
- Main office:
- San Ramon, CA
- Founded:
- 1966
- SEC file number:
- 801-57838
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 26, 2026
View full firm profileOther advisors at American Investors Co
Showing 12 of 30 in the directory
Similar advisors in El Sobrante, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paula Jean Rose has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched