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Paula Kay Heffron

Investment Adviser Representative at STONECREST ADVISORS, INC.

Austin, TXCRD #4901921Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paula Kay Heffron has worked in the securities industry since 2005. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/11/2005
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/7/2005
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 5/13/2016
Series 27
Financial and Operations Principal Examination
Passed 4/28/2016
Series 53
Municipal Securities Principal Examination
Passed 9/6/2011
Series 24
General Securities Principal Examination
Passed 10/16/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $20,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stonecrest Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STONECREST ADVISORS, INC.Current
11/20/2024Austin, TX
FIRST CITIZENS ASSET MANAGEMENT, INC
1/22/202111/18/2024Raleigh, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
8/13/201911/18/2024Raleigh, NC
USAA INVESTMENT MANAGEMENT COMPANY
6/1/20118/13/2019San Antonio, TX
USAA FINANCIAL PLANNING SERVICES
5/24/20116/1/2011San Antonio, TX
LPL FINANCIAL LLC
4/14/20085/12/2011Arnold, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paula Kay Heffron has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paula Kay Heffron - Financial Advisor in Austin, TX | AdvisorFinder