Pauline Yip
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Pauline Yip is an investment adviser representative with Charles Schwab & Co., Inc. in Wayne, PA, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Vanguard Marketing Corporation. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
- Broker:
1 state or territory
Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Sep 2023 – no end date reportedMalvern, PA
- Southern New Hampshire UniversityAug 2022 – no end date reportedManchester, NH
- Genoa HealthcareAug 2021 – Apr 2023Bryn Mawr, PA
- Foot and Ankle CenterJun 2019 – Aug 2021Bryn Mawr, PA
- Advanced RxJan 2017 – May 2019Plymouth Meeting, PA
- CVS HealthSep 2013 – Apr 2017Royersford, PA
- Charles Schwab & Co., Inc.May 2024 – no end date reportedWayne, PA
- UnemployedFeb 2024 – May 2024West Chester, PA
- VanguardSep 2023 – Feb 2024Malvern, PA
- UnemployedApr 2023 – Sep 2023Conshohocken, PA
- Genoa HealthcareAug 2021 – Apr 2023Bryn Mawr, PA
- Foot And Ankle CenterAug 2019 – Aug 2021Bryn Mawr, PA
- Advanced RxJan 2017 – Aug 2019Plymouth Meeting, PA
- CVS HealthAug 2011 – Apr 2017Royersford, PA
- Charles Schwab Bank SSBMay 2024 – no end date reportedWayne, PA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pauline Yip has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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