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Peter Edward Eckerline

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Wayzata, MNCRD #1244319Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
17 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaArkansasFloridaIllinoisIowaMichiganMinnesotaMississippiNevadaNew HampshireNorth CarolinaNorth DakotaRhode IslandSouth CarolinaSouth DakotaTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2025
Series 65
Uniform Investment Adviser Law Examination
Passed 8/8/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 3/19/1984
Series 7
General Securities Representative Examination
Passed 11/24/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 11/5/2003
Series 7
General Securities Representative Examination
Passed 3/17/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
10/27/2025Wayzata, MN
RBC CAPITAL MARKETS, LLCCurrent
10/21/2025Wayzata, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/29/19928/4/2021Wayzata, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Edward Eckerline has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter Edward Eckerline - Financial Advisor in Wayzata, MN | AdvisorFinder