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Peter Frederick Butler

Investment Adviser Representative at NEWEDGE ADVISORS

Cleveland, OHCRD #1942182Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/30/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/20/1998
SIE
Securities Industry Essentials Examination
Passed 2/2/2017
Series 7
General Securities Representative Examination
Passed 1/31/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/23/1989
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/5/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/15/2003
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/21/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
11/1/2021Cleveland, OH
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
2/10/201711/1/2021Independence, OH
AMERIPRISE FINANCIAL SERVICES, INC.
4/1/20102/2/2017Cambridge, OH
SIGNATOR INVESTORS, INC.
1/22/20083/26/2010Independence, OH
METLIFE SECURITIES INC.
5/28/20031/28/2008Broadview Heights, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Frederick Butler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter Frederick Butler - Financial Advisor in Cleveland, OH | AdvisorFinder