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PJ

Peter James Swanson

Investment Adviser Representative at SPEECE THORSON CAPITAL GROUP INC

Minnetonka, MNCRD #4208484Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/2000
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 11/3/2004
Series 7
General Securities Representative Examination
Passed 10/6/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Speece Thorson Capital Group Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPEECE THORSON CAPITAL GROUP INCCurrent
8/24/2017Minnetonka, MN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SPEECE THORSON CAPITAL GROUP INC

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View SPEECE THORSON CAPITAL GROUP INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter James Swanson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter James Swanson - Financial Advisor in Minnetonka, MN | AdvisorFinder