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Peter L Maltin

Investment Adviser Representative at MALTIN WEALTH MANAGEMENT, INC.

Ridgewood, NJCRD #4216725Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter L. Maltin has worked in the securities industry since 2005. They have passed the Series 66, 65, 31, and 7 examinations. They are registered to provide investment advisory services in New Jersey and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/18/2005
Series 66
Uniform Combined State Law Examination
Passed 9/25/2000
Series 31
Futures Managed Funds Examination
Passed 8/23/2004
Series 7
General Securities Representative Examination
Passed 8/3/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Maltin Wealth Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MALTIN WEALTH MANAGEMENT, INC.Current
9/25/2012Ridgewood, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2/21/20059/11/2012Paramus, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MALTIN WEALTH MANAGEMENT, INC.

3 other advisors in the directory

View MALTIN WEALTH MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter L Maltin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Peter L Maltin - Financial Advisor in Ridgewood, NJ | AdvisorFinder