Peter Mitchell
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Peter Mitchell is an investment adviser representative with Osaic Wealth, Inc. in Amherst, NY, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 26
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLCJan 2023 – May 2023New York, NY
- Tractor Supply CompanyAug 2022 – Mar 2023Geneseo, NY
- Mama Mia'sNov 2020 – Dec 2023Geneseo, NY
- NeighborRx PharmacyJul 2016 – Sep 2018Slate Hill, NY
- New York Life Insurance CompanyJun 2023 – Dec 2023Fairport, NY
- NYLIFE Securities LLCJul 2023 – Dec 2023Fairport, NY
- Equitable Financial Life Insurance Co.Jan 2023 – May 2023New York, NY
- JPMorgan Chase Bank, N.A.Feb 2024 – Mar 2026Stony Point, NY
- J.P. Morgan Securities LLCFeb 2024 – Mar 2026Stony Point, NY
- UnemployedOct 2018 – Oct 2020Geneseo, NY
- UnemployedJan 2024 – Jan 2024Middletown, NY
- UnemployedMar 2026 – Jun 2026Middletown, NY
- Osaic Wealth, Inc.Jun 2026 – no end date reportedAmherst, NY
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Mitchell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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