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Peter Paul Baden

Investment Adviser Representative at F/m Investments LLC

Cincinnati, OHCRD #2184899Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter Paul Baden is an investment adviser representative in Cincinnati, OH, currently registered with CREW Capital Management, Ltd. and F/m Investments LLC. They have worked in the securities industry since 2004 and have been registered with 4 firms, including ROSS, Sinclaire & Associates, LLC and FRY Hensley & Co. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Ohio and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/21/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/23/2005

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

F/m Investments LLCCurrent
9/18/2020 – Cincinnati, OH
CREW Capital Management, Ltd.Current
7/17/2020 – Cincinnati, OH
ROSS, Sinclaire & Associates, LLC
6/24/2020 – 9/17/2020Cincinnati, OH
F/m Investments LLC
7/16/2020 – 7/16/2020Cincinnati, OH
ROSS, Sinclaire & Associates, LLC
3/17/2011 – 6/18/2020Cincinnati, OH
FRY Hensley & Co
2/23/2004 – 3/31/2011Cincinnati, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. ROSS, Sinclaire & Associates, Inc.
    Apr 2005 – Sep 2020Cincinnati, OH
  2. Crew Capital Management, Ltd.
    Jul 2020 – no end date reportedCincinnati, OH
  3. F/M Investments LLC
    Jul 2020 – no end date reportedCincinnati, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About F/m Investments LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
22
Offices listed on AdvisorFinder:
7
Main office:
Washington, DC
SEC file number:
801-116853

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 26, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Paul Baden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Peter Paul Baden (F/m Investments) - Fees & Credentials