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Peter Timothy Frawley

Investment Adviser Representative at Corecap Advisors

Oxford, MICRD #4827671Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter Timothy Frawley is an investment adviser representative with Corecap Advisors in Oxford, MI, where they have been registered since 2012. They have worked in the securities industry since 2004 and have been registered with 3 firms, including Leonard and Company and Robert W. Baird & Co. Incorporated. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in Colorado, Illinois, Louisiana, Michigan, and Oklahoma.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado, Illinois, Louisiana, Michigan, Oklahoma
Broker:
3 states and territories

Louisiana, Michigan, Oklahoma

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/1/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/9/2008
Series 7
General Securities Representative Examination
Passed 9/8/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Overwatch Advisors, LLCCurrent
12/22/2022 – Oxford, MI
Corecap AdvisorsCurrent
6/27/2012 – Lake Orion, MI
Corecap Investments, LLCCurrent
6/14/2012 – Lake Orion, MI
Leonard AND Company
6/3/2011 – 6/12/2012Troy, MI
Robert W. Baird & Co. Incorporated
1/6/2010 – 3/3/2011Birmingham, MI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. CoreCap Investments, LLC
    Jun 2012 – no end date reportedWayne, PA
  2. CoreCap Advisors
    Jun 2012 – no end date reportedSouthfield, MI
  3. Overwatch Advisors, LLC
    Nov 2022 – no end date reportedOxford, MI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Corecap Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
115
Offices listed on AdvisorFinder:
69
Main office:
Southfield, MI
SEC file number:
801-72687

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Corecap Advisors

Showing 12 of 115 in the directory

View Corecap Advisors firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Timothy Frawley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Peter Timothy Frawley (Overwatch Advisors) - Advisor Profile