Peyton Russell Hawkes

Investment Adviser Representative at THE RETIREMENT PLANNING GROUP, LLC

BINGHAMTON, NYCRD #1230783Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

5 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

New York

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 5/24/2017

Series 63

Uniform Securities Agent State Law Examination

Passed 7/1/1987

Series 7

General Securities Representative Examination

Passed 4/25/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

THE RETIREMENT PLANNING Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADARET, GRANT & CO., INC.

7/30/1996 – 12/31/1998SYRACUSE, NY

LINSCO/PRIVATE LEDGER CORP.

5/7/1993 – 8/7/1996FORT MILL, SC

CADARET, GRANT & CO., INC.

5/14/1991 – 5/3/1993SYRACUSE, NY

FSC SECURITIES CORPORATION

4/29/1987 – 11/28/1988

EQUICO SECURITIES, INC.

2/14/1991 – 1/6/1992NEW YORK, NY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

2/14/1991 – 1/6/1992NEW YORK, NY

CADARET, GRANT & CO., INC.

11/4/1988 – 10/2/1989

CADARET, GRANT & CO., INC.

10/2/1989 – 2/25/1991SYRACUSE, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

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