Peyton Suzanne Sventy
Investment Adviser Representative at TCW Investment Management Company LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Peyton Suzanne Sventy is an investment adviser representative with TCW Investment Management Company LLC in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2020 and were previously registered with Blackrock Investment Management, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Delaware, Maryland, Massachusetts, New Jersey, New York, and Pennsylvania.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Delaware, Maryland, Massachusetts, New Jersey, New York, Pennsylvania
- Broker:
7 states and territories
California, Delaware, Maryland, Massachusetts, New Jersey, New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BlackRockAug 2020 – Feb 2025Princeton, NJ
- BlackRock Investments LLCAug 2020 – Feb 2025Princeton, NJ
- ClearBridge InvestmentsJun 2018 – Aug 2018Wilmington, DE
- BlackRockJun 2019 – Aug 2019Princeton, NJ
- Dick's Sporting GoodsJun 2017 – Aug 2017Mount Laurel, NJ
- US Lacrosse West Chapter 5May 2015 – Jul 2017Medford, NJ
- College of the Holy CrossAug 2016 – May 2020Worcester, MA
- UnemployedAug 2018 – Jun 2019Lumberton, NJ
- UnemployedAug 2019 – Aug 2020Lumberton, NJ
- TCW LLCFeb 2025 – no end date reportedLos Angeles, CA
- TCW Funds DistributorsFeb 2025 – no end date reportedLos Angeles, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TCW Investment Management Company LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 42
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-29075
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 5, 2026
View full firm profileOther advisors at TCW Investment Management Company LLC
Showing 12 of 42 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peyton Suzanne Sventy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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