Philip Browning
Investment Adviser Representative at Ameriprise Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Philip Browning is an investment adviser representative with Ameriprise Financial Services, LLC in Mercer Island, WA, where they have been registered since 2023. They have worked in the securities industry since 2021 and were previously registered with Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Idaho and Washington.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Idaho, Washington
- Broker:
2 states and territories
Idaho, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services IncOct 2020 – Mar 2023Minneapolis, MN
- University Of IdahoAug 2015 – May 2020Moscow, ID
- UnemployedMay 2020 – Aug 2020Boise, ID
- Ranch MarketAug 2020 – Oct 2020Boise, ID
- University Of IdahoSep 2017 – Mar 2020Moscow, ID
- West Side Drive InMay 2019 – Aug 2019Boise, ID
- Bishop Kelly HsJun 2019 – Jul 2019Boise, ID
- Ameriprise FinancialJun 2018 – Aug 2018Eugene, OR
- Ranch MarketMay 2017 – Aug 2017Boise, ID
- Lucky 13May 2017 – Aug 2017Boise, ID
- Thrivent Investment Management IncMar 2023 – Dec 2023Boise, ID
- Thrivent FinancialApr 2023 – Jul 2023Appleton, WI
- Thrivent FinancialJul 2023 – Dec 2023Appleton, WI
- Ameriprise Financial Services, LLCDec 2023 – no end date reportedMercer Island, WA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ameriprise Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12,969
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-28543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Ameriprise Financial Services, LLC
Showing 12 of 12,969 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Browning has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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