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PJ

Philip James Fluegge

Investment Adviser Representative at SPIRE WEALTH MANAGEMENT, LLC

Utica, MICRD #1020686Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
17 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaCaliforniaFloridaIllinoisIndianaKansasMichiganMinnesotaNew YorkNorth CarolinaOregonPennsylvaniaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 3/2/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 5/19/1984
Series 7
General Securities Representative Examination
Passed 11/21/1981
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 7/1/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Spire Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPIRE WEALTH MANAGEMENT, LLCCurrent
2/28/2018Utica, MI
FSC SECURITIES CORPORATION
9/2/201612/20/2017Utica, MI
COMMONWEALTH FINANCIAL NETWORK
7/20/20108/24/2016Utica, MI
FAHNESTOCK ASSET MANAGEMENT
12/20/20071/22/2008Sterling Heights, MI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip James Fluegge has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Philip James Fluegge - Financial Advisor in Utica, MI | AdvisorFinder