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Philip Lee Nagel

Investment Adviser Representative at AIM CAPITAL

Scottsdale, AZCRD #1827270Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Philip Lee Nagel has worked in the securities industry since 1994. They have passed the Series 66, 63, 8, and 7 examinations. They are registered to provide investment advisory services in Arizona and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/24/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/12/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/4/1994
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/14/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

AIM Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AIM CAPITALCurrent
10/9/2012Scottsdale, AZ
LPL FINANCIAL LLC
1/27/20267/10/2026Scottsdale, AZ
LPL FINANCIAL LLC
10/19/200912/31/2012Scottsdale, AZ
CHARLES SCHWAB & CO., INC.
10/30/200710/28/2009Phoenix, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AIM CAPITAL

1 other advisor in the directory

View AIM CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Lee Nagel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Philip Lee Nagel - Financial Advisor in Scottsdale, AZ | AdvisorFinder