Philip Mark Nybroten
Investment Adviser Representative at Northrock Partners, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Philip Mark Nybroten is an investment adviser representative with Northrock Partners, LLC in Elm Grove, WI, where they have been registered since 2026. They have worked in the securities industry since 2011 and have been registered with 6 firms, including Vantage Financial Partners, LLC and Transcend Advisor Group, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wisconsin.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- PRINCIpAL LIFE INSURANCEMar 2016 – Jul 2021Milwaukee, WI
- Principal Securities IncMar 2016 – Jul 2021Wauwatosa, WI
- Concierge Financial Partners, LLCOct 2020 – Jul 2021Mt. Pleasant, WI
- Transcend Advisor GroupJul 2021 – Apr 2024Mount Pleasant, WI
- The Leaders Group IncAug 2021 – Jul 2022Littleton, CO
- Fixed Insurance SalesMar 2016 – Jul 2021Mt Pleasant, WI
- Transcend Insurance GroupJul 2021 – Jul 2024Mount Pleasant, WI
- Vantage Financial Partners, LLCJul 2024 – Apr 2026Elm Grove, WI
- NorthRock Partners, LLCApr 2026 – no end date reportedElm Grove, WI
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northrock Partners, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 91
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-78194
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at Northrock Partners, LLC
Showing 12 of 91 in the directory
Similar advisors in Elm Grove, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Mark Nybroten has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched