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Philip Michael Babb

Investment Adviser Representative at Equitable Advisors, LLC

Boca Raton, FLCRD #7953577Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Philip Michael Babb is an investment adviser representative with Equitable Advisors, LLC in Boca Raton, FL, where they have been registered since 2025. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.

Office

2255 Glades Road, Suite 412e
Boca Raton, FL 33431

Advisors at this office: 47

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
2 states and territories

Florida, New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/17/2025
Series 7
General Securities Representative Examination
Passed 10/3/2024
SIE
Securities Industry Essentials Examination
Passed 6/18/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Equitable Advisors, LLCCurrent
3/20/2025 – Boca Raton, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Equitable Advisors, LLC.
    Jul 2024 – no end date reportedNew York, NY
  2. LA Fitness
    Jul 2023 – Feb 2024Boca Raton, FL
  3. Philip Babb - Personal Training
    Mar 2024 – Jul 2024Boca Raton, FL
  4. NCSA
    Jan 2023 – Jun 2023Boca Raton, FL
  5. Goalie Coach
    Jan 2018 – May 2022Oklahoma City, OK
  6. University of Oklahoma
    Jan 2018 – Jan 2022Norman, OK
  7. WSHL Junior Hockey
    May 2014 – Dec 2017Tulsa, OK
  8. N/a
    Jun 2022 – Dec 2022Boca Raton, FL

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Equitable Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, workplace solutions and strategies, retirement, protection, and advice services

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningRetirementProtectionWorkplace SolutionsInsuranceWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4,590
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
Founded:
1859
SEC file number:
801-14065

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Equitable Advisors, LLC

Showing 12 of 4,590 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Michael Babb has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Philip Michael Babb (Equitable Advisors) - Advisor Profile