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Placide Paul

Investment Adviser Representative at Thrivent Investment Management Inc.

Henderson, NVCRD #7126175Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Placide Paul is an investment adviser representative with Thrivent Investment Management Inc. in Henderson, NV, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 5 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in District of Columbia, Nevada, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
District of Columbia, Nevada, Oklahoma, Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/9/2019
Series 7
General Securities Representative Examination
Passed 7/19/2019
SIE
Securities Industry Essentials Examination
Passed 6/17/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
12/24/2025 – Henderson, NV
Thrivent Investment Management Inc.Current
12/23/2025 – Henderson, NV
Strategic Advisers LLC
3/31/2025 – 12/17/2025Walnut Creek, CA
Fidelity Personal AND Workplace Advisors
9/27/2021 – 3/31/2025Millburn, NJ
Stifel, Nicolaus & Company, Incorporated
8/31/2020 – 10/26/2020Indianapolis, IN
J.p. Morgan Securities LLC
8/16/2019 – 7/30/2020New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. JPMorgan Chase Bank, N.A.
    May 2019 – Jul 2020New York, NY
  2. J.P. Morgan Securities LLC
    May 2019 – Jul 2020New York, NY
  3. Urban Upbound
    Jan 2019 – Apr 2019Long Island City, NY
  4. At&t
    Jan 2014 – Dec 2017Miami, FL
  5. At&t
    Dec 2017 – Jan 2019New York, NY
  6. Stifel Nicolaus & Co Inc
    Aug 2020 – Oct 2020Indianapolis, IN
  7. Navient
    Mar 2021 – May 2021Indianapolis, IN
  8. Unemployed
    Oct 2020 – Mar 2021Westfield, IN
  9. Fidelity Investments
    May 2021 – Dec 2025Millburn, NJ
  10. Fidelity Investments
    Mar 2025 – Dec 2025Boston, MA
  11. Thrivent Investment Management Inc
    Dec 2025 – no end date reportedMinneapolis, MN
  12. Thrivent Financial
    Dec 2025 – no end date reportedAppleton, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Placide Paul has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Placide Paul (Thrivent Investment Management)