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Pooneh Pordell Warinner

Investment Adviser Representative at Vanguard Advisers, Inc.

Paradise Valley, AZCRD #2385920Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Pooneh Pordell Warinner is an investment adviser representative with Vanguard Advisers, Inc. in Paradise Valley, AZ, where they have been registered since 2026. They have worked in the securities industry since 1997 and have been registered with 4 firms, including J.p. Morgan Securities LLC and Edward Jones. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona and Texas.

Office

14321 North Northsight Blvd
Scottsdale, AZ 85260

Advisors at this office: 253

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Texas
Broker:
1 state or territory

Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/19/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 10/8/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/1/1993
Series 24
General Securities Principal Examination
Passed 1/14/2020
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/16/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/2/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vanguard Marketing CorporationCurrent
7/29/2026 – Paradise Valley, AZ
Vanguard Advisers, Inc.Current
7/29/2026 – Scottsdale, AZ
J.p. Morgan Securities LLC
5/26/2023 – 7/3/2026Tempe, AZ
Vanguard Advisers, Inc.
8/12/2020 – 11/17/2021Scottsdale, AZ
Edward Jones
11/26/2019 – 6/30/2020Tempe, AZ
Charles Schwab & Co., Inc.
1/2/2018 – 10/28/2019Phoenix, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Charles Schwab Co.,inc.
    Apr 2000 – Oct 2019Phoenix, AZ
  2. Edward Jones
    Nov 2019 – Jun 2020Tempe, AZ
  3. THE Vanguard Group, Inc.
    Jun 2020 – Oct 2021Scottsdale, AZ
  4. J.p. Morgan Securities LLC
    May 2023 – Jul 2026Tempe, AZ
  5. Unemployed
    Nov 2021 – Apr 2023Paradise Valley, AZ
  6. Vanguard Marketing Corporation
    Jul 2026 – no end date reportedScottsdale, AZ
  7. THE Vanguard Group, Inc.
    Jul 2026 – no end date reportedScottsdale, AZ
  8. Vanguard Advisers, Inc.
    Jul 2026 – no end date reportedScottsdale, AZ
  9. Self-employed
    Jul 2023 – no end date reportedParadise Valley, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vanguard Advisers, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther Investment Advisers

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,379
Offices listed on AdvisorFinder:
4
Main office:
Malvern, PA
SEC file number:
801-49601

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Vanguard Advisers, Inc.

Showing 12 of 2,379 in the directory

View Vanguard Advisers, Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pooneh Pordell Warinner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Pooneh Pordell Warinner (Vanguard Marketing) | AdvisorFinder