Prabhleen Kaur Dhanda
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Prabhleen Kaur Dhanda is an investment adviser representative with Charles Schwab & Co., Inc. in Fremont, CA, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing Services, LLCSep 2022 – Feb 2023Union City, CA
- Wells Fargo Bank, NASep 2019 – May 2021San Lorenzo, CA
- Apptad Inc.Nov 2017 – Jul 2019Reston, VA
- AeramarkSep 2016 – Sep 2017Wilkes Barre, PA
- Merrill Lynch, Pierce, Fenner & Smith, Inc.Mar 2023 – Feb 2024Newark, CA
- Bank of America, N.A.Mar 2023 – Feb 2024Newark, CA
- Wells Fargo Bank, N.A.May 2021 – Sep 2022Union City, CA
- Wilkes universityAug 2017 – Sep 2017Wilkes-Barre, PA
- Wells Fargo Bank, NAJun 2025 – Jul 2025Hayward, CA
- Safe America Credit UnionApr 2024 – Feb 2025Hayward, CA
- Nuvision Federal Credit UnionFeb 2025 – Jun 2025Hayward, CA
- Charles Schwab & Co, IncAug 2025 – no end date reportedFremont, CA
- Charles Schwab Bank, SSBAug 2025 – no end date reportedFremont, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Prabhleen Kaur Dhanda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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