Prashant Dholakia
Investment Adviser Representative at Strategic Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Prashant Dholakia is an investment adviser representative with Strategic Advisers LLC in Saratoga, CA, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Fidelity Personal and Workplace Advisors and Wells Fargo Clearing Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
30 states and territories
Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing Services, LLCJul 2021 – Aug 2022Los Altos, CA
- Wells Fargo BANK, NAJul 2021 – Aug 2022Los Altos, CA
- BBVA USAFeb 2021 – Jul 2021Campbell, CA
- Wells Fargo BankOct 2019 – Feb 2021Los Altos, CA
- H&R BlockNov 2018 – Apr 2019Fremont, CA
- H&R BlockNov 2017 – Apr 2018San Jose, CA
- H&R BlockNov 2016 – Apr 2017Fremont, CA
- UnemployedApr 2019 – Oct 2019Saratoga, CA
- UnemployedApr 2018 – Nov 2018Saratoga, CA
- UnemployedApr 2017 – Nov 2017Saratoga, CA
- UnemployedDec 2014 – Nov 2016Saratoga, CA
- Fidelity InvestmentsAug 2022 – no end date reportedCampbell, CA
- Fidelity InvestmentsMar 2025 – no end date reportedBoston, MA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Strategic Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17,064
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Boston, MA
- SEC file number:
- 801-13243
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Strategic Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Prashant Dholakia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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