Preston J Englund
Investment Adviser Representative at Independent Financial Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Preston J. Englund is an investment adviser representative with Independent Financial Partners in Hastings, NE, where they have been registered since 2017. They have worked in the securities industry since 2010 and have been registered with 3 firms, including Resources Investment Advisors and Waddell & REED. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Nebraska.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska
- Broker:
8 states and territories
Colorado, Kansas, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial, LLCJan 2015 – May 2019Hastings, NE
- Resources Investment Advisors, Inc.Jan 2015 – Jul 2017Leawood, KS
- Englund & Lindsteadt Financial AdvisorsJan 2015 – no end date reportedHastings, NE
- Independent Financial PartnersJan 2017 – no end date reportedHastings, NE
- IFP Securities, LLCMay 2019 – no end date reportedHastings, NE
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Financial Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Less than $30,000,0001.65%
- Greater than or equal to $30,000,000 but less than $60,000,0001.25%
- Greater than or equal to $60,000,000 but less than $90,000,0001.10%
- Greater than $90,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 327
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Tampa, FL
- SEC file number:
- 801-69511
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Financial Partners
Showing 12 of 327 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Preston J Englund has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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