Quy Nguyen
Investment Adviser Representative at THE Ameriflex Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Quy Nguyen is an investment adviser representative with The Ameriflex Group in Kent, WA, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Osaic Wealth, Inc. and Sagepoint Financial, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
2 states and territories
Nevada, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capital One InvestingJul 2015 – Nov 2016Seattle, WA
- Key BankJul 2017 – Feb 2018Kent, WA
- UnemployedNov 2016 – Mar 2017Seattle, WA
- Mass MutualMar 2017 – May 2017Seattle, WA
- UnemployedMay 2017 – Jul 2017Seattle, WA
- Key Investment ServicesAug 2017 – Feb 2018Kent, WA
- KMS Financial Services, IncMar 2018 – Jul 2020Seattle, WA
- Sagepoint Financial, Inc.Aug 2020 – Sep 2023Phoenix, AZ
- Osaic Wealth, Inc.Sep 2023 – Apr 2024Jersey City, NJ
- OsaicApr 2024 – Jun 2025Las Vegas, NV
- The Ameriflex GroupApr 2024 – no end date reportedLas Vegas, NV
- Cambridge Investment Research, Inc.Jun 2025 – no end date reportedFairfield, IA
- The Ameriflex GroupJun 2025 – no end date reportedLas Vegas, NV
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Ameriflex Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Transitional wealth planning
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 193
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Las Vegas, NV
- SEC file number:
- 801-117784
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 11, 2026
View full firm profileOther advisors at THE Ameriflex Group
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Quy Nguyen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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