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Rachel L Leman

Investment Adviser Representative at NORTHWEST FINANCIAL SERVICES INC

Indianapolis, INCRD #6844374Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
2 states
Exams Passed
1

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
IndianaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/2/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $2,000,0000.90%
$2,000,000 to $5,000,0000.70%
$5,000,000 to $20,000,0000.50%
$20,000,000 and up0.30%
Source

Northwest Financial Services Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHWEST FINANCIAL SERVICES INCCurrent
10/2/2017Indianapolis, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NORTHWEST FINANCIAL SERVICES INC

8 other advisors in the directory

View NORTHWEST FINANCIAL SERVICES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rachel L Leman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Rachel L Leman - Financial Advisor in Indianapolis, IN | AdvisorFinder