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Rajiv Shah

Investment Adviser Representative at LAZARI CAPITAL MANAGEMENT, INC.

Weston, FLCRD #3162156Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
42 states
Exams Passed
17

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rajiv Shah has worked in the securities industry since 2003. They are registered to provide investment advisory services in 42 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 42 states
AlabamaAlaskaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIowaKansasMaineMarylandMassachusettsMichiganMinnesotaMissouriNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/3/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/2000
Series 3
National Commodity Futures Examination
Passed 2/1/2026
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 82
Limited Representative-Private Securities Offerings
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 4/9/2012
Series 7
General Securities Representative Examination
Passed 9/6/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/27/1998
Series 30
NFA Branch Manager Examination
Passed 2/16/2026
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 11/13/2012
Series 53
Municipal Securities Principal Examination
Passed 11/14/2011
Series 4
Registered Options Principal Examination
Passed 9/1/2011
Series 24
General Securities Principal Examination
Passed 6/15/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.03
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Lazari Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVAYTE CAPITALCurrent
11/23/2025Weston, FL
KEPLER CAPITAL MARKETS, INC.Current
3/7/2025Weston, FL
CIBEST CAPITAL SECURITIES, LLCCurrent
12/2/2024Weston, FL
SEMINARIO SECURITIESCurrent
4/3/2024Weston, FL
SHELLMAN INVESTMENT MANAGEMENT, LLCCurrent
2/12/2024Weston, FL
INNOVA ADVISORSCurrent
1/18/2024Weston, FL
CGIS SECURITIES LLCCurrent
2/10/2020Weston, FL
INVESTMENT PLACEMENT GROUPCurrent
9/5/2019Weston, FL
KINGSWOOD CAPITAL PARTNERS, LLCCurrent
6/15/2018Westin, FL
LAZARI CAPITAL MANAGEMENT, INC.Current
5/16/2018Burbank, CA
ZEST
1/16/20254/7/2025Weston, FL
VLB CAPITAL
9/19/202410/1/2024Weston, FL
PUENTE ASESORAMIENTO DE INVERSIONES, LLC
5/3/20216/20/2023Weston, FL
NEXT FINANCIAL GROUP, INC.
7/10/20177/26/2017Saint Augustine, FL
DEUTSCHE BANK SECURITIES INC.
10/24/20146/8/2015Jacksonville, FL
KOVACK ADVISORS, INC.
5/11/20119/18/2014Ft. Lauderdale, FL
CRESCENT PALM CAPITAL PARTNERS LLC
4/28/20111/18/2012Clearwater, FL
AMERIVEST INVESTMENT MANAGEMENT, LLC
5/15/20088/13/2010Ft Lauderdale, FL
TD AMERITRADE, INC.
5/15/20088/13/2010Ft. Lauderdale, FL
WADDELL & REED, INC.
2/17/20055/9/2008Jacksonville, FL
METLIFE SECURITIES INC.
3/3/20041/14/2005Springfield, IL
PRUDENTIAL FINANCIAL PLANNING SERVICES
3/7/20031/26/2004Tampa, FL
PRUDENTIAL SECURITIES INCORPORATED
6/18/200110/25/2002Tampa, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rajiv Shah has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.