Raleigh Ethan Bass
Investment Adviser Representative at JOHN Hancock Investment Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Raleigh Ethan Bass is an investment adviser representative with JOHN Hancock Investment Management LLC in Scottsdale, AZ, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Touchstone Securities, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona, Georgia, and Massachusetts.
Registrations & licenses
- Investment adviser:
- Arizona, Georgia, Massachusetts
- Broker:
28 states and territories
Alabama, Arizona, Florida, Georgia, Illinois, Iowa, Kansas, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Hampshire, North Carolina, North Dakota, Ohio, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Virgin Islands, Virginia, West Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- IFS Financial ServicesAug 2022 – Aug 2024Cincinnati, OH
- Touchstone SecuritiesAug 2022 – Aug 2024Cincinnati, OH
- Kessick Wine CellarsMar 2021 – Jul 2022Greenville, SC
- Tipsy TacoNov 2020 – Feb 2021Clemson, SC
- Full time studentAug 2020 – Nov 2020Clemson, SC
- If it's outdoors LLCApr 2020 – Aug 2020Greenville, SC
- Chick - fil- AOct 2019 – Mar 2020Anderson, SC
- Full-time studentAug 2019 – Oct 2019Due West, SC
- Collegiate Home EnhancersMay 2019 – Aug 2019Greenville, SC
- State Farm MutualDec 2018 – May 2019Greenville, SC
- Fisher PackagingAug 2018 – May 2019Anderson, SC
- If it's Outdoors LLCMay 2018 – Aug 2018Greenville, SC
- Full time studentAug 2017 – May 2018Anderson, SC
- If it's Outdoors LLCMay 2017 – Aug 2017Greenville, SC
- Full time studentAug 2012 – May 2017Greenville, SC
- John HancockNov 2024 – no end date reportedBoston, MA
- John Hancock Investment Management Distributors llcNov 2024 – no end date reportedBoston, MA
- Infiniti of CincinnatiSep 2024 – Oct 2024Mason, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About JOHN Hancock Investment Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raleigh Ethan Bass has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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