AdFi
RD

Ralph David Wentz

Investment Adviser Representative at TFB ADVISORS, LLC

Overland Park, KSCRD #704643Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
15 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaFloridaIllinoisIowaKansasLouisianaMarylandMinnesotaMissouriNebraskaOhioSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/13/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 4/20/1987
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/17/2005
Series 62
Corporate Securities Limited Representative Examination
Passed 6/8/1994
Series 1
Registered Representative Examination
Passed 2/7/1980
Series 24
General Securities Principal Examination
Passed 12/20/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

TFB Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TFB ADVISORS, LLCCurrent
8/5/2022Overland Park, KS
AMERITAS ADVISORY SERVICES, LLC
11/1/20216/30/2023Overland Park, KS
AMERITAS ADVISORY SERVICES
6/30/200611/1/2021Lincoln, NE
CARILLON INVESTMENTS, INC
7/20/19986/30/2006Overland Park, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ralph David Wentz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ralph David Wentz - Financial Advisor in Overland Park, KS | AdvisorFinder