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Dee William James

Investment Adviser Representative at TFB ADVISORS, LLC

Granbury, TXCRD #4525217Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
8 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dee William James has worked in the securities industry since 2002. They are registered to provide investment advisory services in Kansas, Missouri, Nebraska, New Mexico, New York, Oklahoma, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
KansasMissouriNebraskaNew MexicoNew YorkOklahomaPennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/9/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/6/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

TFB Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TFB ADVISORS, LLCCurrent
8/2/2022Granbury, TX
AMERITAS ADVISORY SERVICES, LLC
11/1/20216/30/2023Granbury, TX
AMERITAS ADVISORY SERVICES
6/30/200611/1/2021Manhattan, KS
CARILLON INVESTMENTS, INC
11/23/20056/30/2006Manhattan, KS
A. G. EDWARDS & SONS, INC.
7/10/20025/20/2005Manhattan, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dee William James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dee William James - Financial Advisor in Granbury, TX | AdvisorFinder