AdFi
RJ

Ralph John Doudera

Investment Adviser Representative at SPECTRUM FINANCIAL INC

Virginia Beach, VACRD #70839Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ralph John Doudera has worked in the securities industry since 1989. They have passed the Series 63, 24, and 1 examinations. They are registered to provide investment advisory services in Texas and Virginia.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
TexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/27/1989
Series 1
Registered Representative Examination
Passed 3/7/1973
Series 24
General Securities Principal Examination
Passed 3/20/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0192
Asset tierAnnual rate
All available Strategies (quarterly rate)1.92%
Leveraged High Yield (quarterly rate)2.52%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Spectrum Financial Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPECTRUM FINANCIAL INCCurrent
1/5/1989Virginia Beach, VA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SPECTRUM FINANCIAL INC

1 other advisor in the directory

View SPECTRUM FINANCIAL INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ralph John Doudera has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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