Ralph R Coppola
Investment Adviser Representative at Summit Financial, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ralph R. Coppola is an investment adviser representative with Summit Financial, LLC in Warwick, RI, where they have been registered since 2025. They have worked in the securities industry since 1992 and have been registered with 4 firms, including The Patriot Financial Group, LLC and IVY Wealth Management, Inc. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Rhode Island.
Registrations & licenses
- Investment adviser:
- Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Meridien Financial Group, Inc.Jan 2002 – Dec 2018Providence, RI
- Pensionmark Financial Group dba Meridien Benefits, Inc.Sep 2016 – Dec 2018Santa Barbara, CA
- Pensionmark Financial Group DBA MBI Wealth ManagementSep 2016 – Dec 2018Providence, RI
- Pensionmark Financial Group, LLC dba MBI Investment AdvisorsSep 2016 – Dec 2018Providence, RI
- Pensionmark Securities, LLCDec 2018 – Dec 2018Santa Barbara, CA
- Ivy Wealth Management, Inc.Dec 2018 – Jun 2021Warwick, RI
- The Patriot Financial GroupMar 2021 – Jul 2025Westborough, MA
- Summit Financial, LLCJul 2025 – no end date reportedParsippany, NJ
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Summit Financial, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 232
- Offices listed on AdvisorFinder:
- 48
- Main office:
- Parsippany, NJ
- SEC file number:
- 801-114377
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ralph R Coppola has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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